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Charles Larkin Stanley JR

Charles L. Stanley

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CRD#: 1805936
Charles Larkin Stanley JR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Larkin Stanley JR, CFP®, who also goes by Bud Stanley Jr, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1988. Charles had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Core Areas of Focus

Charitable Giving
Estate & Generational Planning Issues
Investment Advice with Ongoing Management
Retirement Planning & Distribution Rules

Question & Answer

What are your service offerings?
Charles Stanley has particular...
Charles also have a particular...
Are you a "fiduciary"?
No

Aliases

Bud Stanley Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

January 27, 2012 - December 31, 2024

WORTHPOINTE

RIA
CRD#: 143996
San Diego, CA
Past

February 2, 2007 - December 31, 2013

TROVENA, LLC.

RIA
CRD#: 120232
SAN DIEGO, CA
Past

March 31, 1999 - July 7, 2005

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

May 19, 1997 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

August 23, 1995 - May 19, 1997

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

July 7, 1994 - September 13, 1995

CORPORATE BENEFIT SECURITIES, INC.

BD
CRD#: 13975
MISSION VIEJO, CA
Past

November 28, 1990 - July 12, 1994

PIM FINANCIAL SERVICES, INC.

BD
CRD#: 10547
SAN MARCOS, CA
Past

June 14, 1988 - August 8, 1990

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WO
WORTHPOINTE
ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.

CRD#: 143996 / SEC#: 801-67916

RIA
Registered Investment Advisory firm - (6/11/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/26/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/1/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/1/1988
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/1993
General Securities Principal Examination

Current Firm

WO
WORTHPOINTE
ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.

CRD#: 143996 / SEC#: 801-67916

RIA
Registered Investment Advisory firm - (6/11/2007 Approved)
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Contact information

Main Address
Ramona, CA
Mailing Address
888 Prospect Street Suite 200, La Jolla, CA 92037
Phone number
(800) 620-4232
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WORTPOINTE LLC FORM ADV PART 2 BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts1,428
AUM (Assets Under Management)$ 885,560,603

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WORTHPOINTE

CRD#: 143996

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Contact information

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