Charles Larkin Stanley Jr
CFP®Professional Summary
Charles Larkin Stanley JR, CFP®, who also goes by Bud Stanley Jr, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1988 - 2024. Charles had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Charles Stanley has particular expertise in managing assets in family trusts under the Uniform Prudent Investor Act. He has acted as an expert witness in regard to the Uniform Prudent Investor Act and written on how trustees can protect themselves from hostile beneficiaries.
- Charles also have a particular interest in assisting wealth holders who are looking for advice from an Advisor who holds a Biblical Worldview.
Other Aliases
Bud Stanley Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.
Contact Information
Main Address
Ramona, CAMailing Address
888 Prospect Street Suite 200, La Jolla, CA 92037Phone Number
(800) 620-4232# of Employees
16SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,703AUM (Assets Under Management)
$1,057,380,274Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1988About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Charles
- Charles Stanley has particular expertise in managing assets in family trusts under the Uniform Prudent Investor Act. He has acted as an expert witness in regard to the Uniform Prudent Investor Act and written on how trustees can protect themselves from hostile beneficiaries.
- Charles also have a particular interest in assisting wealth holders who are looking for advice from an Advisor who holds a Biblical Worldview.
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