Tom E. Parra
Professional summary
Tom E Parra is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Las Cruces, New Mexico.
Tom is registered as a RR (Registered Representative) and started their career in finance in 1988. Tom has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tom E Parra's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2004 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 1115 Commerce Dr Suite 2, Las Cruces, NM 88011April 12, 2002 - June 15, 2004
WORLD GROUP SECURITIES, INC.
October 9, 1995 - April 12, 2002
WMA SECURITIES, INC.
May 5, 1988 - October 11, 1995
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/2004)
(1/7/2022)
(3/26/2013)
(8/2/2004)
(9/16/2004)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460Las Cruces, NM 88011TRUST BUT VERIFY
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