Wei D. Tang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wei Donald Tang, who also goes by Donald Wei Tang, was a registered financial professional .
Wei is a previously registered financial professional and started their career in finance in 1988. Wei had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 14, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2015 - January 24, 2025
ROSELAINE SECURITIES LLC
October 4, 2013 - November 5, 2014
GUGGENHEIM SECURITIES, LLC
April 30, 2010 - October 7, 2011
CSI STRATEGIC PARTNERS, LLC
October 16, 2008 - May 6, 2010
EVERCORE GROUP L.L.C.
October 9, 1992 - September 25, 2008
J.P. MORGAN SECURITIES LLC
August 22, 1989 - October 26, 1992
LEHMAN BROTHERS INC.
February 24, 1988 - August 24, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 8/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ROSELAINE SECURITIES LLC
CRD#: 171237 / SEC#: , 8-69452
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
