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Wei Donald Tang

CRD# 1805501·Registered 1988 - 2025
Previously Registered: Being a previously registered professional could mean that Wei is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wei Donald Tang, who also goes by Donald Wei Tang, was a registered financial advisor. Wei was a previously registered financial professional and started their career in finance 1988 - 2025. Wei had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 14, Series 8 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donald Wei Tang

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

ROSELAINE SECURITIES LLC·CRD# 171237
BD
Pacific Palisades, CA
July 2, 2015 - January 24, 2025
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
Santa Monica, CA
October 4, 2013 - November 5, 2014
CSI STRATEGIC PARTNERS, LLC·CRD# 150940
BD
Los Angeles, CA
April 30, 2010 - October 7, 2011
EVERCORE GROUP L.L.C.·CRD# 42405
BD
New York, NY
October 16, 2008 - May 6, 2010
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Los Angeles, CA
October 9, 1992 - September 25, 2008
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 22, 1989 - October 26, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
February 24, 1988 - August 24, 1989

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Current Firm

RS
ROSELAINE SECURITIES LLC

DALEY & TANG SECURITIES LLC | ROSELAINE SECURITIES, LLC | ROSELAINE SECURITIES LLC

CRD#: 171237 / SEC#: 8-69452
BD
Terminated by SEC on 01/24/2025

Contact Information

Established

Delaware since 02/19/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TANG, WEI DONALDPRESIDENT, SECRETARY, EXECUTIVE REP, CCO, OWNER—
CAMPBELL, ROBERTFINOP, TREASURER1349154
ELLIS, JAMES HAYESVICE PRESIDENT, COO7506895

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 1989About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Aug 1995

Series 24 — General Securities Principal Examination

Passed Jul 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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