AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DC

David A. Cusano

Some features on this profile are disabled
CRD#: 1805308
DC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Anthony Cusano was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1999. David had worked at 12 firms and has passed the SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 23, 2014 - January 21, 2015

SANDLAPPER SECURITIES, LLC

BD
CRD#: 137906
Sarasota, FL
Past

July 20, 2011 - June 23, 2014

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
SARASOTA, FL
Past

January 3, 2011 - July 21, 2011

STERLING ENTERPRISES GROUP, INC.

BD
CRD#: 44915
SARASOTA, FL
Past

July 21, 2010 - October 14, 2010

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
SARASOTA, FL
Past

August 23, 2007 - June 7, 2010

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
SARASOTA, FL
Past

December 2, 2005 - September 18, 2007

SII INVESTMENTS, INC.

BD
CRD#: 2225
SARASOTA, FL
Past

September 1, 2004 - December 8, 2005

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
TAMPA, FL
Past

April 3, 2002 - September 1, 2004

HIGH MARK SECURITIES, INC.

BD
CRD#: 42467
LAKELAND, FL
Past

September 11, 2000 - March 15, 2002

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

December 8, 1999 - August 29, 2000

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

December 8, 1999 - August 29, 2000

AMERICAN UNITED LIFE INSURANCE COMPANY

BD
CRD#: 1075
INDIANAPOLIS, IN
Past

October 28, 1999 - November 12, 1999

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/21/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/25/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SS
SANDLAPPER SECURITIES, LLC
SANDLAPPER SECURITIES, LLC

CRD#: 137906 / SEC#: , 8-67128

BD
Terminated by SEC on 07/21/2020
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
South Carolina since 06/30/2005
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GORDON, TREVOR LEECEO, CCO AND MANAGING MEMBER2195122
BIXLER, JACK CHARLESPRESIDENT-CAPITAL MARKETS DIVISION22331

Disclosures

Regulatory Event5
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SANDLAPPER SECURITIES, LLC

CRD#: 137906

TRUST BUT VERIFY

Monitor David Cusano

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics