Trey R. Mcwilliams
Professional summary
Trey Reid Mcwilliams, who also goes by Trey Mcwilliams, is a registered financial advisor currently at TIP GROUP LLC located in Houston, Texas.
Trey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Trey has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Trey Reid Mcwilliams's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2022 - Present
TIP GROUP LLC
Office #1: 20405 State Highway 249 Suite 640, Houston, TX 77064March 1, 2022 - June 15, 2022
ON INVESTMENT MANAGEMENT CO
January 10, 2022 - June 15, 2022
THE O.N. EQUITY SALES COMPANY
March 21, 1989 - March 10, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/9/2022)
Exams
Series 7TO
Date: 1/10/2022
General Securities Representative ExaminationCurrent Firm
TIP GROUP LLC
CRD#: 322053 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 519 |
| AUM (Assets Under Management) | $ 36,251,612 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
