Paul R. Adal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Ryan Adal was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - January 5, 2016
KOYOTE TRADING LLC
April 18, 2006 - November 10, 2009
G-2 TRADING,LLC
April 2, 1998 - May 12, 2006
CARLIN EQUITIES, LLC
September 25, 1997 - April 10, 1998
WOLFF INVESTMENT GROUP INCORPORATED
May 21, 1991 - June 3, 1991
HAPOALIM SECURITIES USA, INC.
July 20, 1990 - October 29, 1997
WHITEHALL SECURITIES, INC.
December 4, 1989 - August 7, 1990
MADISON CHAPIN ASSOCS., INC.
November 1, 1989 - January 2, 1990
PRINCETON FINANCIAL GROUP, INC.
June 2, 1989 - November 8, 1989
BRENNAN ROSS SECURITIES, INC.
January 25, 1989 - June 10, 1989
OXFORD CAPITAL SECURITIES, INC.
May 10, 1988 - January 11, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
KOYOTE TRADING LLC
CRD#: 149672 / SEC#: , 8-68182
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOYOTE CAPITAL GROUP LLC | OWNER | |
| KOCH, DAVID KENNETH | VICE PRESIDENT & SECRETARY, MEMBER | 2422912 |
| RISI, SALVATORE ANTHONY | CFO/FINOP | 1072513 |
| ROSEN, LUCAS GABRIEL | MEMBER | 2443280 |
| SCHOTTENFELD, RICHARD PAUL | MANAGING MEMBER | 1280443 |
| WADE, RICHARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 1455700 |
| WEISS, BRYAN EVAN | MEMBER | 4439851 |
| WEISS, RONALD MICHAEL | PRESIDENT, MEMBER | 462488 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
