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RB

Ronald L. Bucher

Some features on this profile are disabled
CRD#: 1804910
RB

Professional summary

Ronald Luther Bucher was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ronald is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Ronald had worked at 14 firms, which includes SAN BLAS SECURITIES LLC, PINNACLE INVESTMENTS LLC, OPPENHEIMER & CO. INC., RAYMOND JAMES & ASSOCIATES INC., KEYBANC CAPITAL MARKETS INC., STANFORD GROUP COMPANY, JOSEPHTHAL & CO. INC., A. G. EDWARDS & SONS INC., PRUDENTIAL EQUITY GROUP LLC, JJC SECURITIES CO. INC., HANIFEN IMHOFF SECURITIES CORP., MOORE & SCHLEY CAMERON & CO., MORGAN STANLEY DW INC., GLICKENHAUS & CO. - NEW JERSEY.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ron Bucher | Ronald L Bucher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 23, 2023 - August 31, 2023

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

November 4, 2019 - July 13, 2023

PINNACLE INVESTMENTS, LLC

BD
CRD#: 142910
FORT MYERS, FL
Past

July 27, 2018 - October 22, 2019

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
FORT MYERS, FL
Past

July 26, 2018 - October 22, 2019

OPPENHEIMER & CO. INC.

BD
CRD#: 249
FORT MYERS, FL
Past

February 20, 2007 - July 26, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
FT. MYERS, FL
Past

February 9, 2007 - July 26, 2018

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
FT. MYERS, FL
Past

November 10, 2003 - February 12, 2007

KEYBANC CAPITAL MARKETS INC.

RIA
CRD#: 566
FORT MYERS, FL
Past

November 3, 2003 - February 12, 2007

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
FORT MYERS, FL
Past

August 22, 2001 - October 14, 2003

STANFORD GROUP COMPANY

RIA
CRD#: 39285
MIAMI, FL
Past

August 21, 2001 - October 14, 2003

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX
Past

August 13, 1998 - September 19, 2001

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

April 15, 1997 - June 4, 1998

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

September 30, 1994 - April 9, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

September 26, 1991 - October 10, 1994

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

January 31, 1990 - October 11, 1991

JJC SECURITIES CO., INC.

BD
CRD#: 3144
Past

January 2, 1990 - January 27, 1990

HANIFEN, IMHOFF SECURITIES CORP.

BD
CRD#: 10620
Past

August 16, 1989 - January 2, 1990

MOORE & SCHLEY, CAMERON & CO.

BD
CRD#: 6917
Past

September 8, 1988 - August 3, 1989

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

March 22, 1988 - August 25, 1988

GLICKENHAUS & CO. - NEW JERSEY

BD
CRD#: 7302

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/16/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/25/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1988
General Securities Representative Examination

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CADENA, JOHNCCO712192
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605

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