Harvey H. Meldrum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Herman Meldrum, who also goes by Harvey H Meldrum, was a registered financial advisor .
Harvey is a previously registered financial advisor and started their career in finance in 1988. Harvey had worked at 11 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2006 - February 27, 2014
BCG SECURITIES, INC.
November 22, 2004 - February 13, 2006
SII INVESTMENTS, INC.
June 6, 2003 - February 13, 2006
SII INVESTMENTS, INC.
July 10, 2002 - October 5, 2004
ATLANTIC FINANCIAL & EDUCATIONAL SERVICES, LLC
February 7, 2001 - March 25, 2003
THE KEY GROUP INC.
September 14, 1999 - February 9, 2001
FIRST MONTAUK SECURITIES CORP.
July 1, 1996 - September 28, 1999
LINCOLN INVESTMENT
February 27, 1996 - June 29, 1996
NATHAN & LEWIS SECURITIES, INC.
August 17, 1993 - February 16, 1996
CINCINNATI ANALYSTS, INC.
July 13, 1990 - August 17, 1993
OSAIC WEALTH, INC.
November 25, 1988 - December 2, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 25, 1988 - December 2, 1989
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
BCG SECURITIES, INC.
CRD#: 70 / SEC#: 801-56943, 8-12680
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BCG SECURITIES, INC.
CRD#: 70 / SEC#: 801-56943, 8-12680
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,900 |
| AUM (Assets Under Management) | $ 740,027,520 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
