Michael J. Vanpatten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jay Vanpatten was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 17 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2015 - December 22, 2015
V2V SECURITIES LLC
July 23, 2013 - April 8, 2015
BENDIGO SECURITIES, LLC
October 25, 2012 - July 24, 2013
MISSION CAPITAL LLC
August 22, 2011 - May 25, 2012
PRIMESOLUTIONS SECURITIES, INC.
September 28, 2010 - June 30, 2011
PRIVATE COMPANY MARKET PLACE, INC.
October 7, 2005 - November 10, 2008
ZEALOUS CAPITAL MARKETS, LLC.
October 13, 2004 - October 7, 2005
STROME SECURITIES, L.P.
January 7, 2000 - October 26, 2004
NYPPEX, LLC
May 12, 1998 - January 5, 2000
NORTHEAST SECURITIES, LLC
April 28, 1994 - May 6, 1998
J.P. MORGAN SECURITIES LLC
April 21, 1993 - April 30, 1994
LIBERTY CAPITAL MARKETS, INC.
January 23, 1993 - February 10, 1993
SUTRO & CO. INCORPORATED
June 29, 1989 - August 16, 1991
LEHMAN BROTHERS INC.
September 9, 1988 - June 30, 1989
MORGAN STANLEY DW INC.
July 21, 1988 - August 24, 1988
INTERFIRST CAPITAL CORPORATION
May 4, 1988 - July 12, 1988
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 4, 1988 - July 12, 1988
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/10/2005
Limited Representative-Equity Trader ExamCurrent Firm
V2V SECURITIES LLC
CRD#: 131849 / SEC#: , 8-66517
Contact information
Documents
Red Flags
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