John J. Brendel

BRENDEL FINANCIAL ADVISORS LLC

HANOVER, NH 03755

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CRD#: 1804805

Professional summary

John Joseph Brendel JR, who also goes by John Joseph Brendel, is a registered financial advisor currently at BRENDEL FINANCIAL ADVISORS LLC located in Hanover, New Hampshire.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Joseph Brendel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BRENDEL FINANCIAL ADVISORS LLC; YES; 64 LYME RD, HANOVER, NH, 03755; RIA; FINANCIAL ADVISOR; PARTNER/BRANCH MANAGER; 4/2011; 40HRS; 6.5; ACCOUNT MANAGEMENT, CLIENT SERVICES, AND RESEARCH. 2. Fixed Insurance. Not Investment Related. 64 Lyme Road, Hanover, NH 03755. Life Insurance. Agent. 10/2016. 1 Hr/Mo; All During Trading Hours. Provide Life Insurance for Existing Clients Based on their Need and/or at their Request.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Brendel JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2017 - Present

BRENDEL FINANCIAL ADVISORS LLC

Office #1: 64 Lyme Rd., Hanover, NH 03755

RIA

CRD#: 288927

HANOVER, NH

Past

April 21, 2011 - November 13, 2017

BRENDEL & FISHER FINANCIAL ADVISORS

RIA

CRD#: 156688

HANOVER, NH

Past

April 21, 2011 - December 31, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HANOVER, NH

Past

June 1, 2009 - May 3, 2011

MORGAN STANLEY

RIA

CRD#: 149777

LEBANON, NH

Past

June 1, 2009 - May 3, 2011

MORGAN STANLEY

CRD#: 149777

LEBANON, NH

Past

December 12, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LEBANON, NH

Past

December 12, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LEBANON, NH

Past

June 20, 1997 - December 21, 2005

ADVEST, INC.

RIA

CRD#: 10

HANOVER, NH

Past

July 12, 1996 - December 21, 2005

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

September 22, 1988 - July 11, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 22, 1988 - September 27, 1988

W.J. NOLAN & COMPANY, INC.

CRD#: 16465

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRENDEL FINANCIAL ADVISORS LLC

CRD#: 288927 / SEC#: 801-110901

RIA

Registered Investment Advisory firm - (7/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(11/15/2017)

IAR

Texas
(4/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/6/2000

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 4/14/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BRENDEL FINANCIAL ADVISORS LLC

CRD#: 288927 / SEC#: 801-110901

RIA

Registered Investment Advisory firm - (7/31/2017 Approved)

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Contact information

Main Address

64 Lyme Rd., Hanover, NH 03755

Mailing Address

Phone number

(603) 643-4441

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFA ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	650
AUM (Assets Under Management)	$ 226,471,764

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/02/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John J. Brendel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Brendel JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRENDEL & FISHER FINANCIAL ADVISORS

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

ADVEST, INC.

ADVEST, INC.

MORGAN STANLEY DW INC.

W.J. NOLAN & COMPANY, INC.

Primary Firm SEC Registration

BRENDEL FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1996

Series 63

Date: 4/19/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 6/6/2000

Series 7

Date: 3/19/1988

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 4/14/1999

Current Firm

BRENDEL FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRENDEL FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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