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Adam S. Levine

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CRD#: 1804756
AL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adam Stuart Levine was a registered financial professional .

Adam is a previously registered financial professional and started their career in finance in 1988. Adam had worked at 11 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 27, 1991 - April 29, 1992

CASTLE SECURITIES CORP.

BD
CRD#: 16077
Past

July 19, 1991 - August 5, 1991

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
Past

June 26, 1991 - July 10, 1991

BARRETT DAY SECURITIES, INC.

BD
CRD#: 17717
Past

March 1, 1991 - June 4, 1991

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
Past

September 5, 1990 - February 22, 1991

MALONE & ASSOCIATES, INC.

BD
CRD#: 10412
Past

August 8, 1990 - August 24, 1990

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

June 4, 1990 - November 30, 1993

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

March 20, 1990 - June 5, 1990

SOUTH RICHMOND SECURITIES, INC.

BD
CRD#: 14913
Past

March 14, 1990 - March 26, 1990

MADISON CHAPIN ASSOCS., INC.

BD
CRD#: 14483
Past

August 23, 1989 - March 14, 1990

HASAN GROWNEY CO. INC.

BD
CRD#: 17137
Past

March 23, 1989 - August 24, 1989

ROBYNS CAPITAL CORP.

BD
CRD#: 19980
Past

October 19, 1988 - March 30, 1989

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1988
General Securities Representative Examination

Current Firm

CS
CASTLE SECURITIES CORP.
CASTLE SECURITIES CORP.

CRD#: 16077 / SEC#: , 8-34049

BD
Terminated by SEC on 12/30/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 12/05/1984
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CASTLE HOLDING CORP.SHAREHOLDER
LIEBESKIND, CHRISTINEVICE PRESIDENT, SROP,CROP2845489
NEWSOME, SHAKESPEARECOMPLIANCE OFFICER1777098
STUDER, MICHAEL THOMASPRESIDENT, SECRETARY, TREASURER707394

Disclosures

Regulatory Event13
Civil Event1
Arbitration5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASTLE SECURITIES CORP.

CRD#: 16077

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