David M. Wynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Martin Wynn was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2016 - February 14, 2020
FISHER INVESTMENTS
September 15, 2010 - October 14, 2015
INVESCO ADVISERS, INC.
June 1, 2010 - October 14, 2015
INVESCO DISTRIBUTORS, INC.
May 21, 2004 - June 4, 2010
VAN KAMPEN ADVISORS INC
July 24, 1997 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
May 12, 1997 - July 15, 1997
PACIFIC SELECT DISTRIBUTORS, LLC
September 22, 1994 - December 31, 1996
SUNAMERICA SECURITIES, INC.
April 5, 1993 - September 19, 1994
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 6, 1992 - December 31, 1992
EQUITY SERVICES, INC.
July 2, 1990 - January 27, 1992
WS GRIFFITH SECURITIES, INC.
July 2, 1990 - January 27, 1992
HOME LIFE INSURANCE COMPANY
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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