SC
Stacy W. Coartney
CHURCHILL FINANCIAL
LOUISVILLE, KY 40222
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CRD#: 1804607
SC
Professional summary
Stacy Wayne Coartney is a registered financial professional currently at CHURCHILL FINANCIAL, LLC located in Louisville, Kentucky.
Stacy is registered as a RR (Registered Representative) and started their career in finance in 1988. Stacy has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Cullinan Associates, Inc. Investment Related: Yes.
Address: 295 N. Hubbards Lane, 2nd Floor Louisville, KY 40207
Nature of Business: Investment Advisor Firm. Position: Vice President.
Start Date: 1/1990. Number of hours you devote to other business: 10/12/month. Number of hours devoted during securities trading hours: 2-3 per week. My duties include: Trading process management.
CRS (Client Relationship Summary) - BD
Click below to view Stacy Wayne Coartney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 1996 - Present
CHURCHILL FINANCIAL, LLC
Office #1: 312 Whittington Parkway Suite 201, Louisville, KY 40222Office #2: 312 Whittington Parkway, Suite 201, Louisville, KY 40222BD
CRD#: 39462
LOUISVILLE, KY
Past
September 18, 2007 - July 3, 2025
CHURCHILL FINANCIAL, LLC
RIA
CRD#: 39462
LOUISVILLE, KY
Past
January 9, 1990 - May 17, 2024
CULLINAN ASSOCIATES, INC.
RIA
CRD#: 108340
Louisville, KY
Past
March 16, 1988 - April 28, 1988
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/11/1997)
RR
Arkansas(6/11/1997)
RR
California(12/11/1997)
RR
Delaware(2/17/2025)
RR
District of Columbia(11/8/2024)
RR
Florida(1/9/1998)
RR
Georgia(6/19/1997)
RR
Illinois(8/23/1996)
RR
Indiana(8/9/1996)
RR
Kentucky(3/18/1996)
RR
Massachusetts(10/24/2024)
RR
Michigan(3/17/2021)
RR
Minnesota(3/11/1998)
RR
Nebraska(2/21/2025)
RR
New Mexico(8/11/2025)
RR
North Carolina(6/19/1997)
RR
Ohio(10/30/1996)
RR
Oklahoma(6/27/1997)
RR
Oregon(8/15/1996)
RR
Tennessee(7/10/1997)
RR
Texas(7/11/1997)
RR
Utah(8/23/2000)
RR
Virginia(9/20/2023)
RR
Washington(2/14/2007)
RR
Wisconsin(6/20/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CHURCHILL FINANCIAL, LLC
CHURCHILL FINANCIAL, LLC
CRD#: 39462 / SEC#: , 8-48724
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
312 Whittington Parkway, Suite 201 Suite 201, Louisville, KY 40222
Mailing Address
312 Whittington Parkway, Suite 201, Louisville, KY 40222
Phone number
(502) 895-3535
Established
Kentucky since 07/13/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
7
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 219 |
| AUM (Assets Under Management) | $ 281,569,253 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CHURCHILL FINANCIAL, LLC
CRD#: 39462Louisville, KY 40222TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
