Norman H. Barlow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Howard Barlow JR, who also goes by Howard Norman Barlow Jr, Howard Barlow, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1988. Norman had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2006 - September 8, 2009
SINCLAIR & COMPANY, LLC
March 11, 2004 - March 31, 2006
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
June 26, 1992 - October 7, 1992
WORLD EQUITY GROUP, INC.
February 16, 1990 - June 19, 1992
ROGER J. LANGE AND COMPANY, INC.
February 12, 1990 - March 6, 1990
R.B. MARICH, INC.
November 30, 1988 - February 17, 1990
SHELTER ROCK SECURITIES CORP.
July 22, 1988 - December 13, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SINCLAIR & COMPANY, LLC
CRD#: 133754 / SEC#: , 8-66769
Contact information
Documents
Red Flags
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