John G. Loxas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John George Loxas JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 6 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 1999 - June 8, 2005
FOX & COMPANY INVESTMENTS INC.
January 21, 1999 - April 7, 1999
JOSEPH CHARLES & ASSOC., INC.
March 6, 1998 - January 7, 1999
PRUDENTIAL EQUITY GROUP, LLC
August 30, 1991 - April 28, 1992
AMERICA NORTHCOAST SECURITIES, INC.
June 28, 1990 - October 30, 1990
YAEGER SECURITIES, INC.
May 9, 1989 - August 17, 1989
YAEGER SECURITIES, INC.
April 20, 1988 - April 27, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
FOX & COMPANY INVESTMENTS INC.
CRD#: 18517 / SEC#: , 8-37061
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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