Wendy L. Athens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy Lynne Athens was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 1988. Wendy had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2018 - September 3, 2020
EVERLAKE DISTRIBUTORS, LLC
May 8, 2013 - April 17, 2018
ALLSTATE FINANCIAL SERVICES, LLC
October 29, 1998 - December 7, 2011
ALLSTATE FINANCIAL SERVICES, LLC
December 12, 1997 - October 29, 1998
AFD, INC.
March 23, 1994 - November 28, 1995
AFD, INC.
September 25, 1992 - December 22, 1993
NATIONAL PLANNING CORPORATION
December 17, 1990 - September 5, 1991
MARKETING ONE SECURITIES, INC.
February 26, 1990 - November 28, 1990
NYLIFE SECURITIES LLC
January 2, 1989 - February 27, 1989
POWER SECURITIES CORPORATION
April 19, 1988 - August 2, 1988
SHELTER ROCK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/11/2024
General Securities Representative ExaminationCurrent Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
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