JS
John R. Smyth
CBIZ FINANCIAL SOLUTIONS
Cumberland, MD 21502
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CRD#: 1803757
JS
Professional summary
John Raymond Smyth JR, CFP®, who also goes by John Raymond Jr Smyth, is a registered financial advisor currently at CBIZ FINANCIAL SOLUTIONS, INC. located in Cumberland, Maryland and CBIZ INVESTMENT ADVISORY SERVICES, LLC located in Cumberland, Maryland.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Tax Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
John Raymond Jr Smyth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SMYTH & PYLES, LLC; 50 BALTIMORE ST, 4TH FLOOR, CUMBERLAND MD 21502; ACCOUNTING ATTEST SERVICES; PARTNER; 10 HOURS DURING TRADING; PROVIDE ATTEST SERVICES. ROUTE 68 REALTY, LLC; 12901 ALLEGHANY RD CUMBERLAND MD 21502; REAL ESTATE; PARTNER; 0 HOURS DURING TRADING; LIMITED PARTNER. REAL ESTATE; SOLE PROPRIETOR; 0 HOURS DURING TRADING; COLLECT RENT. RESTAURANT VENTURES, LLC; NON-INVESTMENT RELATED; 12901 ALLEGHANY RD CUMBERLAND MD 21502; FOOD & BEV RETAIL; DIRECTOR/OWNER; 0 HOURS DURING TRADING; DIRECTOR. A MAJORITY OF TIME IS DEDICATED TO PROVIDING INVESTMENT RELATED SERVICES FOR CBIZ IAS, AN AFFILIATE OF THE BROKER-DEALER. A PORTION OF TIME IS DEDICATED TO A ROLE PROVIDING NON-INVESTMENT RELATED SERVICES FOR THE PARENT COMPANY OF THE BROKER-DEALER OR ONE OR MORE OF ITS AFFILIATED COMPANIES.
CRS (Client Relationship Summary) - RIA
Click below to view John Raymond Smyth JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
December 11, 2006 - Present
CBIZ FINANCIAL SOLUTIONS, INC.
Office #1: 50 Baltimore Street 4th Floor, Cumberland, MD 21502RIA
BD
CRD#: 16678
Cumberland, MD
Current
August 14, 2017 - Present
CBIZ INVESTMENT ADVISORY SERVICES, LLC
Office #1: 50 Baltimore Street, Cumberland, MD 21502RIA
CRD#: 286002
CUMBERLAND, MD
Current
November 21, 2001 - Present
CBIZ FINANCIAL SOLUTIONS, INC.
Office #1: 50 Baltimore Street 4th Floor, Cumberland, MD 21502RIA
BD
CRD#: 16678
Cumberland, MD
Past
July 11, 2000 - December 18, 2001
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
September 20, 1988 - July 5, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES
CRD#: 286002 / SEC#: 801-108996
RIA
Registered Investment Advisory firm - (2/8/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/10/2016)
RR
Alaska(8/20/2009)
RR
California(11/21/2001)
RR
Colorado(3/10/2009)
RR
Delaware(11/21/2001)
RR
Florida(11/21/2001)
RR
Georgia(10/28/2002)
RR
Kentucky(11/21/2001)
RR
Maryland(11/21/2001)
IAR
Maryland(12/11/2006)
RR
Massachusetts(10/30/2007)
RR
Missouri(7/20/2017)
RR
Nevada(12/3/2024)
RR
New Mexico(7/8/2021)
RR
New York(11/21/2001)
RR
North Carolina(1/5/2010)
RR
Ohio(10/28/2004)
RR
Oregon(1/13/2003)
RR
Pennsylvania(11/21/2001)
RR
South Carolina(7/21/2020)
RR
Virginia(1/3/2007)
RR
West Virginia(11/21/2001)
RR
Wisconsin(1/3/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES
CRD#: 286002 / SEC#: 801-108996
RIA
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Contact information
Main Address
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131
Mailing Address
Phone number
(216) 447-9000
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,658 |
| AUM (Assets Under Management) | $ 10,491,932,749 |
Red Flags
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Company Information
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002Cumberland, MD 21502TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
