Scott R. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Richard Stewart was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1988. Scott had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2007 - December 31, 2007
ALCHEMY ASSET MANAGEMENT, LLC
August 2, 1995 - May 28, 1996
INVESTORS CAPITAL CORP.
May 13, 1994 - June 29, 1995
ESSEX NATIONAL SECURITIES, LLC
February 9, 1994 - April 4, 1994
INVESTORS CAPITAL CORP.
June 17, 1991 - March 17, 1993
CUNA BROKERAGE SERVICES, INC.
March 13, 1991 - July 19, 1991
METROPOLITAN LIFE INSURANCE COMPANY
March 13, 1991 - July 19, 1991
MSI FINANCIAL SERVICES, INC.
December 20, 1988 - February 26, 1991
IDS LIFE INSURANCE COMPANY
December 20, 1988 - February 26, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
April 20, 1988 - October 20, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
