Steven C. Serinsky

J. W. COLE ADVISORS

STUART, FL 34996

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CRD#: 1803220

Professional summary

Steven Craig Serinsky, who also goes by Steven Craig Serinky, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Stuart, Florida and J.W. COLE FINANCIAL, INC. located in Stuart, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Steven has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Craig Serinky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA - Craig Jeffries Wealth Management Group - 11/11/2014 - 1055 E Ocean Blvd, Stuart, FL 34996 2) Trustee - Serinsky Trust (Family) 3) Co-Trustee - Sandra Serinsky Trust 4) Bull and Bear Properties, LLC; non-investment related; 1055 SE Ocean Blvd., Stuart, FL 34996; Established for business and tax purposes and upkeep of building; Manager; Start date: 4/26/2021; 4 hours per month, 0 during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Craig Serinsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2014 - Present

J. W. COLE ADVISORS, INC.

Office #1: 1055 East Ocean Blvd., Stuart, FL 34996

RIA

CRD#: 112294

STUART, FL

Current

November 12, 2014 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 1055 East Ocean Blvd., Stuart, FL 34996

CRD#: 124583

Stuart, FL

Past

March 15, 2007 - November 11, 2014

EDWARD JONES

RIA

CRD#: 250

STUART, FL

Past

January 1, 2005 - November 11, 2014

EDWARD JONES

CRD#: 250

STUART, FL

Past

September 10, 1999 - September 13, 2002

FNB BROKERAGE SERVICES, INC.

CRD#: 18741

STUART, FL

Past

May 26, 1998 - June 23, 1999

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

May 19, 1997 - December 31, 1997

ROYAL PALM INVESTMENTS, LTD.

CRD#: 28761

GREEN ACRES, FL

Past

September 2, 1994 - May 18, 1995

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

August 16, 1991 - October 5, 1992

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

April 20, 1989 - August 23, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 18, 1989 - March 23, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

March 2, 1988 - September 27, 1988

F.D. ROBERTS SECURITIES, INC.

CRD#: 693

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/12/2014)

IAR

Florida
(11/20/2014)

Georgia
(1/3/2022)

Illinois
(9/6/2023)

Iowa
(9/16/2021)

Louisiana
(9/19/2024)

Michigan
(12/11/2017)

Mississippi
(11/9/2023)

Missouri
(5/27/2015)

New York
(11/12/2014)

North Carolina
(11/12/2014)

Pennsylvania
(11/12/2014)

South Carolina
(10/19/2021)

Tennessee
(9/10/2018)

Wisconsin
(7/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/3/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven C. Serinsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Craig Serinsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

EDWARD JONES

EDWARD JONES

FNB BROKERAGE SERVICES, INC.

PNC BROKERAGE CORP

ROYAL PALM INVESTMENTS, LTD.

CITICORP INVESTMENT SERVICES

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

F.D. ROBERTS SECURITIES, INC.

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/3/2007

Series 63

Date: 12/29/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2004

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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