Timothy G. Looney

TIM LOONEY INVESTMENTS

LONGWOOD, FL 32779

Some features on this profile are disabled

CRD#: 1803045

Professional summary

Timothy Gerard Looney, who also goes by Timothy G Looney, Timothy Gerald Looney, Timothy Looney, is a registered financial advisor currently at TIM LOONEY INVESTMENTS, LLC located in Longwood, Florida.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Timothy has worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy G Looney | Timothy Gerald Looney | Timothy Looney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TIM LOONEY; INVESTMENT RELATED; LONGWOOD, FL; INDEPENDENT INSURANCE AGENT SINCE 04/2002; 10 HOURS PER MONTH; SALE OF INSURANCE PRODUCTS AND SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Gerard Looney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2012 - Present

TIM LOONEY INVESTMENTS, LLC

Office #1: 2180 Sr 434 Suite 6140, Longwood, FL 32779

RIA

CRD#: 164413

LONGWOOD, FL

Past

April 30, 2002 - May 9, 2012

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

ALTAMONTE SPRINGS, FL

Past

April 30, 2002 - May 9, 2012

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

ALTAMONTE SPRINGS, FL

Past

September 12, 2001 - May 6, 2002

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

APOPKA, FL

Past

July 24, 2001 - May 7, 2002

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

June 26, 1997 - July 5, 2001

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

January 31, 1997 - June 24, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 1, 1995 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

February 22, 1994 - December 1, 1995

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

March 30, 1993 - February 16, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 30, 1993 - February 16, 1994

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 7, 1992 - February 5, 1993

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

May 21, 1991 - December 31, 1991

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

January 16, 1990 - February 7, 1991

F & G SECURITIES, INC.

CRD#: 16364

Past

March 4, 1988 - November 17, 1988

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TIM LOONEY INVESTMENTS, LLC

CRD#: 164413 / SEC#: 801-76731

RIA

Registered Investment Advisory firm - (6/8/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/7/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/3/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/26/2002

General Securities Principal Examination

Current Firm

TIM LOONEY INVESTMENTS, LLC

CRD#: 164413 / SEC#: 801-76731

RIA

Registered Investment Advisory firm - (6/8/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2180 Sr 434 Suite 6140, Longwood, FL 32779

Mailing Address

Phone number

(407) 331-6961

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (2/7/2025)

Regulatory assets under management

Total Number of Accounts	1,305
AUM (Assets Under Management)	$ 426,683,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Emerlyn Gopez

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO

Paul Weinberg

OPPENHEIMER & CO. INC.

NEW YORK, NY

Richard Craven

MORGAN STANLEY

PURCHASE, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy G. Looney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Gerard Looney's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

AMERIPRISE ADVISOR SERVICES, INC.

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

CAPE SECURITIES INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

NYLIFE SECURITIES LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

F & G SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

TIM LOONEY INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2001

Series 63

Date: 6/14/1991

Series 7

Date: 10/7/1994

Series 6

Date: 3/3/1988

Series 24

Date: 7/26/2002

Current Firm

TIM LOONEY INVESTMENTS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TIM LOONEY INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors