Diana K. Gray
Professional summary
Diana K Gray, who also goes by Diana K. Burrow, Diana K Speaks, Diana Wofford Speaks, Diana K. Wofford, is a registered financial advisor currently at BASS AND BELL, INC. located in Little Rock, Arkansas.
Diana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Diana has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Diana K Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2020 - Present
BASS AND BELL, INC.
Office #1: 1 Information Way Suite 200, Little Rock, AR 72202January 30, 2009 - April 2, 2019
RAYMOND JAMES & ASSOCIATES, INC.
May 14, 2008 - February 2, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - February 2, 2009
MORGAN STANLEY & CO. LLC
November 23, 1992 - April 2, 2007
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
BASS AND BELL, INC.
CRD#: 300557 / SEC#: 801-114766
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/7/2020)
Exams
Current Firm
BASS AND BELL, INC.
CRD#: 300557 / SEC#: 801-114766
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,145 |
| AUM (Assets Under Management) | $ 874,625,136 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
BASS AND BELL, INC.
CRD#: 300557Little Rock, AR 72202TRUST BUT VERIFY
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