JC
Janene R. Culmo
KEY INVESTMENT SERVICES LLC
Palm Beach Gardens, FL 33410
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CRD#: 1802820
JC
Professional summary
Janene Ruth Culmo, who also goes by Janene Ruth Laroque, Janene Ruth Sugrue, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Palm Beach Gardens, Florida.
Janene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Janene has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janene Ruth Laroque | Janene Ruth Sugrue
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Janene Ruth Culmo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Janene Ruth Culmo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2017 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 3507 Kyoto Gardens Drive, Suite 100, Palm Beach Gardens, FL 33410Office #2: 1700 Bausch & Lomb Place Suite 1610, Rochester, NY 14604Office #3: 10 West Market Street Suite 900, Indianapolis, IN 46204Office #4: 200 Middle Street, Suite 301, Portland, ME 04101RIA
BD
CRD#: 136300
Palm Beach Gardens, FL
Current
September 21, 2016 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 3507 Kyoto Gardens Drive, Suite 100, Palm Beach Gardens, FL 33410Office #2: 1700 Bausch & Lomb Place Suite 1610, Rochester, NY 14604Office #3: 10 West Market Street Suite 900, Indianapolis, IN 46204Office #4: 200 Middle Street, Suite 301, Portland, ME 04101RIA
BD
CRD#: 136300
Palm Beach Gardens, FL
Past
September 21, 2016 - December 31, 2016
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
Tonawanda, NY
Past
May 18, 2012 - September 21, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOCKPORT, NY
Past
May 18, 2012 - September 21, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
LOCKPORT, NY
Past
July 8, 2008 - May 15, 2012
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
ROCHESTER, NY
Past
January 1, 2005 - May 15, 2012
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
ROCHESTER, NY
Past
June 27, 1994 - January 1, 2005
HSBC BROKERAGE (USA) INC.
BD
CRD#: 6956
NEW YORK, NY
Past
September 22, 1989 - June 28, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
December 14, 1988 - October 9, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
BD
CRD#: 14338
NEW YORK, NY
Past
February 19, 1988 - February 8, 1989
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2017)
RR
Alaska(5/5/2017)
RR
Arizona(5/5/2017)
RR
Arkansas(5/5/2017)
RR
California(5/5/2017)
RR
Colorado(5/5/2017)
RR
Connecticut(5/5/2017)
RR
Delaware(5/5/2017)
RR
District of Columbia(5/5/2017)
RR
Florida(5/5/2017)
RR
Georgia(5/5/2017)
RR
Hawaii(5/5/2017)
RR
Idaho(5/5/2017)
RR
Illinois(5/5/2017)
RR
Indiana(5/5/2017)
RR
Iowa(5/5/2017)
RR
Kansas(5/5/2017)
RR
Kentucky(5/5/2017)
RR
Louisiana(5/5/2017)
RR
Maine(5/5/2017)
RR
Maryland(5/5/2017)
RR
Massachusetts(5/5/2017)
RR
Michigan(5/5/2017)
RR
Minnesota(5/5/2017)
RR
Mississippi(5/5/2017)
RR
Missouri(5/5/2017)
RR
Montana(5/5/2017)
RR
Nebraska(5/5/2017)
RR
Nevada(5/5/2017)
RR
New Hampshire(5/5/2017)
RR
New Jersey(9/21/2016)
RR
New Mexico(5/5/2017)
RR
New York(9/21/2016)
RR
North Carolina(5/5/2017)
RR
North Dakota(5/5/2017)
RR
Ohio(5/5/2017)
IAR
Ohio(5/5/2017)
RR
Oklahoma(5/5/2017)
RR
Oregon(5/5/2017)
RR
Pennsylvania(5/5/2017)
RR
Rhode Island(5/5/2017)
RR
South Carolina(5/5/2017)
RR
South Dakota(5/5/2017)
RR
Tennessee(5/5/2017)
RR
Texas(5/5/2017)
RR
Utah(5/5/2017)
RR
Vermont(5/5/2017)
RR
Virginia(5/5/2017)
RR
Washington(5/5/2017)
RR
West Virginia(5/5/2017)
RR
Wisconsin(5/5/2017)
RR
Wyoming(5/5/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
