Lynette B. Krohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynette Beth Krohn, who also goes by Lynette B Krohn, Lynn B Krohn, Lynn Krohn, was a registered financial professional .
Lynette is a previously registered financial professional and started their career in finance in 1988. Lynette had worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2019 - February 17, 2026
M&T SECURITIES, INC.
July 26, 2016 - May 9, 2019
HSBC SECURITIES (USA) INC.
July 18, 2012 - June 29, 2016
LPL FINANCIAL LLC
January 3, 2011 - July 12, 2012
CAMDEN FINANCIAL SERVICES
November 30, 2006 - January 8, 2009
ALLSTATE FINANCIAL SERVICES, LLC
March 24, 2003 - January 5, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 1, 2002 - December 19, 2002
SIGNATOR INVESTORS, INC.
January 30, 2001 - January 1, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
May 14, 1999 - November 3, 2000
KEYBANC CAPITAL MARKETS INC.
April 5, 1999 - May 14, 1999
KEY INVESTMENTS INC.
March 21, 1997 - March 10, 1999
CITICORP INVESTMENT SERVICES
May 1, 1995 - March 3, 1997
M&T SECURITIES, INC.
October 11, 1994 - May 1, 1995
IFMG SECURITIES, INC.
June 27, 1994 - October 7, 1994
HSBC BROKERAGE (USA) INC.
June 17, 1991 - June 27, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 2, 1988 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
March 2, 1988 - July 2, 1991
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | PRINCIPAL FINANCIAL OFFICER/FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
