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Michael Lance Maruhashi

CRD# 1802668·Registered 1988 - 2017
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Lance Maruhashi was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1988 - 2017. Michael had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

FIRST HILL SECURITIES, LLC·CRD# 166445
BD
Centennial, CO
March 10, 2014 - August 4, 2017
EVOLUTION CAPITAL ADVISORS, LLC·CRD# 137738
BD
Seattle, WA
May 25, 2012 - September 12, 2017
CASCADIA CAPITAL, LLC·CRD# 101020
BD
Seattle, WA
May 1, 2000 - May 7, 2012
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
April 29, 1992 - January 28, 2000
SEAFIRST INVESTMENT SERVICES, INC.·CRD# 17411
BD
Seattle, WA
August 10, 1988 - April 27, 1992

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Current Firm

FH
FIRST HILL SECURITIES, LLC

FIRST HILL SECURITIES, LLC

CRD#: 166445 / SEC#: 8-69212
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

6800 S. Dawson Circle, Suite 227, Centennial, CO 80112

Mailing Address

6800 S. Dawson Circle, Suite 227, Centennial, CO 80112

Phone Number

(303) 953-1981

Established

Colorado since 10/15/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HILL PARTNERS, LLCMANAGING MEMBER—
KINZER, CAROL ANNFINOP4519471
SUSSMAN, JEFFREY HAROLDMEMBER, CHIEF COMPLIANCE OFFICER4649343
WOOD, RICHARD JAMESMEMBER4012334

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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