Brian P. Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Sullivan, who also goes by Brian Sullivan, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1999. Brian had worked at 10 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2014 - December 18, 2017
G1 EXECUTION SERVICES, LLC
February 4, 2014 - December 18, 2017
SIG BROKERAGE, LP
July 1, 2010 - May 3, 2017
GLOBAL EXECUTION BROKERS, LP
June 12, 2008 - December 18, 2017
SUSQUEHANNA SECURITIES, LLC
June 1, 2007 - June 5, 2007
GLOBAL EXECUTION BROKERS, LP
March 6, 2007 - January 16, 2013
RIVER CROSS SECURITES, LLLP
November 20, 2002 - December 18, 2017
SUSQUEHANNA INVESTMENT GROUP
October 1, 2000 - December 5, 2007
SIG SPECIALISTS, INC.
October 1, 2000 - December 14, 2010
SIG BROKERAGE, LP
June 30, 2000 - December 16, 2009
SUSQUEHANNA FIXED INCOME, L.P.
September 21, 1999 - December 18, 2017
SUSQUEHANNA FINANCIAL GROUP, LLLP
July 30, 1999 - December 18, 2017
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G1 EXECUTION SERVICES, LLC
CRD#: 111528 / SEC#: , 8-53174
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
