Donald W. Barker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Wade Barker, who also goes by Don Barker, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1988. Donald had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2009 - November 9, 2012
SPENCER EDWARDS, INC.
January 3, 2007 - February 26, 2007
NATIONAL SECURITIES CORPORATION
August 21, 2003 - December 31, 2004
SOURCE CAPITAL GROUP, INC.
February 23, 1993 - May 21, 2002
SCHNEIDER SECURITIES, INC.
February 28, 1992 - February 23, 1993
FAIRCHILD FINANCIAL GROUP, INC.
February 7, 1991 - March 3, 1992
NTB FINANCIAL CORPORATION
October 16, 1990 - February 5, 1991
FAIRCHILD FINANCIAL GROUP, INC.
May 25, 1989 - October 1, 1990
FIRST EAGLE, INC.
May 10, 1989 - May 31, 1989
KETTLER & COMPANY
March 31, 1989 - May 9, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 28, 1989 - April 3, 1989
PARKER JAMESON, INC.
April 19, 1988 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
