Sandra A. Schoren-testa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Ann Schoren-testa, who also goes by Sandi Schoren, Sandra Ann Schoren, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1988. Sandra had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2021 - March 9, 2023
FRANKLIN DISTRIBUTORS, LLC
March 6, 2007 - November 16, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
March 18, 1991 - December 21, 2012
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
February 2, 1989 - March 30, 1989
MONMOUTH INVESTMENTS, INC.
November 10, 1988 - February 8, 1989
ALLIED CAPITAL GROUP, INC.
February 24, 1988 - July 23, 1988
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
