William F. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frederick Perkins was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2003 - December 15, 2003
J.W. COLE FINANCIAL, INC.
October 10, 2002 - August 18, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
May 8, 1997 - September 25, 2002
RUSHMORE SECURITIES CORPORATION
December 2, 1994 - February 20, 1997
RUSHMORE SECURITIES CORPORATION
July 12, 1993 - December 1, 1994
FIRST AFFILIATED SECURITIES
October 29, 1992 - July 12, 1993
AMERICAN CAPITAL CORPORATION
March 24, 1988 - October 2, 1991
XELAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
