PR
Philip F. Rongo
IBEX WEALTH ADVISORS
JUPITER, FL
Some features on this profile are disabled
CRD#: 1802064
PR
Professional summary
Philip Francis Rongo JR is a registered financial advisor currently at IBEX WEALTH ADVISORS, LLC located in Jupiter, Florida and LPL FINANCIAL LLC located in Bedminster, New Jersey.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Philip has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/07/2014 - IBEX WEALTH ADVISORS, LLC -DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 30 HOURS PER MONTH - LEBANON, NJ 2. 11/25/2014 - IBEX WEALTH ADVISORS, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 80% - LEBANON, NJ 3. 01/27/2015: PHILIP RONGO WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 3 WERNER WAY, SUITE 204 LEBANON, NJ 08833 - START 01/16/2015 - 4 HR/MO 2 DURING SECS TRDG HRS 4. 12/28/2015 - Series Protected Cell 94 Oxford Insurance Co. - INV REL - 1723 Creek View Drive, Fogelsville, PA 18051 - Captive Insurance - START 12/16/2015 - 1 HOUR PER MONTH - The "company" is owned by myself and my spouse, Lisa Rongo. 5. 10/15/2021 - Philip Rongo - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/03/1997 - 2 Hours Per Month/1 Hour During Securities Trading. 6. 04/2006 - Round Valley Wealth Management - Investment Adviser Representative - Terminated 12/31/2016
CRS (Client Relationship Summary) - RIA
Click below to view Philip Francis Rongo JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2014 - Present
IBEX WEALTH ADVISORS, LLC
RIA
CRD#: 168674
JUPITER, FL
Current
November 7, 1997 - Present
LPL FINANCIAL LLC
Office #1: 135 Us Highway 202 206, Ste 4, Bedminster, NJ 07921RIA
BD
CRD#: 6413
Bedminster, NJ
Past
March 6, 2006 - June 26, 2014
ROUND VALLEY WEALTH MANAGEMENT
RIA
CRD#: 137412
LEBANON, NJ
Past
November 12, 2004 - February 2, 2006
MORRISTOWN FINANCIAL GROUP, LLP
RIA
CRD#: 125486
MORRISTOWN, NJ
Past
August 16, 2000 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEBANON, NJ
Past
June 26, 1992 - February 19, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 26, 1992 - February 19, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IBEX WEALTH ADVISORS, LLC
IBEX WEALTH ADVISORS, LLC | PHIL RONGO WEALTH MANAGEMENT
CRD#: 168674 / SEC#: 801-78971
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/3/2001)
RR
Connecticut(12/20/1999)
RR
Delaware(3/10/2014)
RR
Florida(11/18/1999)
IAR
Florida(8/29/2017)
RR
Georgia(1/14/1999)
RR
Illinois(9/27/2018)
RR
Indiana(11/26/2014)
RR
Kentucky(8/29/2024)
RR
Maryland(11/7/1997)
RR
Massachusetts(6/5/2001)
RR
Montana(9/29/2020)
RR
Nevada(5/1/2025)
RR
New Jersey(11/7/1997)
IAR
New Jersey(1/17/2014)
RR
New York(11/7/1997)
RR
North Carolina(7/2/1998)
RR
Ohio(6/17/2003)
RR
Pennsylvania(11/7/1997)
RR
South Carolina(6/16/1999)
RR
Tennessee(5/11/2023)
RR
Texas(7/9/2015)
IAR
Texas(10/27/2015)
RR
Vermont(6/12/2000)
RR
Virginia(11/7/1997)
RR
Wyoming(9/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IBEX WEALTH ADVISORS, LLC
IBEX WEALTH ADVISORS, LLC | PHIL RONGO WEALTH MANAGEMENT
CRD#: 168674 / SEC#: 801-78971
RIA
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Contact information
Main Address
135 Us Highway 202 206 Suite 4, Bedminster, NJ 07921
Mailing Address
Phone number
(908) 849-4800
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,014 |
| AUM (Assets Under Management) | $ 963,308,925 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
