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JM

Jonathan T. Morley

FOCUSPOINT PRIVATE CAPITAL GROUP
New York, NY 10019
Some features on this profile are disabled
CRD#: 1802026
JM

Professional summary

Jonathan Todd Morley, who also goes by Todd Moreley, J Todd Morley, is a registered financial professional currently at FOCUSPOINT PRIVATE CAPITAL GROUP located in New York, New York.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1989. Jonathan has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Todd Moreley | J Todd Morley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Todd Morley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2025 - Present

FOCUSPOINT PRIVATE CAPITAL GROUP

Office #1: 712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
BD
CRD#: 122341
New York, NY
Past

January 27, 2016 - May 14, 2021

STRATFORD PARTNERS

BD
CRD#: 164954
New york, NY
Past

July 28, 2009 - March 27, 2014

FOCUSPOINT PRIVATE CAPITAL GROUP

BD
CRD#: 122341
NEW YORK, NY
Past

January 9, 1997 - June 19, 2009

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

April 15, 1996 - July 8, 1998

FINANCIAL ASSET MANAGEMENT, INC.

BD
CRD#: 18514
COLUMBUS, OH
Past

September 27, 1995 - May 21, 1996

EASTERN POINT SECURITIES, INC.

BD
CRD#: 21921
LEXINGTON, VA
Past

April 28, 1995 - September 18, 1995

BLAYLOCK & COMPANY, INC.

BD
CRD#: 35669
NEW YORK, NY
Past

March 19, 1990 - April 28, 1995

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

October 25, 1989 - March 28, 1990

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

October 25, 1989 - March 28, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

October 25, 1989 - March 28, 1990

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/19/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 4/14/1992
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/30/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FOCUSPOINT PRIVATE CAPITAL GROUP
FOCUSPOINT PRIVATE CAPITAL GROUP | LIBERTY PACIFIC SECURITIES, LLC | G2 SECURITIES, LLC | FPCG, LLC | FORBES PRIVATE CAPITAL GROUP

CRD#: 122341 / SEC#: , 8-65488

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
Mailing Address
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
Phone number
(212) 887-1137
Established
Washington since 04/16/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FPCG HOLDING SPV, LLCMEMBER
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
CONROD, DAVID LUCASPRINCIPAL; PRESIDENT (09/2010)2400517
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUSPOINT PRIVATE CAPITAL GROUP

CRD#: 122341New York, NY 10019

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