Robert Patrick Flaherty

LPL FINANCIAL LLC

BOSTON, MA · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Norwell, MA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years registered in the securities industry

Current & Past Employments

Current

VIRTU AMERICAS LLCCurrent·CRD# 149823

BD

100 High St. 16th Floor, Boston, MA 02110

March 9, 2026 - Present

Past

TRUIST SECURITIES, INC.Past·CRD# 6271

BD

Boston, MA

August 2, 2017 - October 22, 2025

B. RILEY SECURITIES, INC.Past·CRD# 25027

BD

New York, NY

April 21, 2014 - July 17, 2017

VIRTU AMERICAS LLCPast·CRD# 149823

BD

Jersey City, NJ

July 2, 2012 - April 30, 2014

KNIGHT CAPITAL AMERICAS, L.P.Past·CRD# 38599

BD

Jersey City, NJ

December 8, 2011 - July 2, 2012

TICONDEROGA SECURITIES LLCPast·CRD# 7671

BD

New York, NY

January 25, 2010 - June 1, 2011

PALI CAPITAL, INC.Past·CRD# 117783

BD

New York, NY

May 21, 2007 - January 28, 2010

SWISS AMERICAN SECURITIES INC.Past·CRD# 7973

BD

New York, NY

February 28, 2007 - May 21, 2007

COWEN AND COMPANYPast·CRD# 7616

BD

New York, NY

June 3, 2005 - April 12, 2006

DEUTSCHE BANK SECURITIES INC.Past·CRD# 2525

BD

New York, NY

June 26, 1998 - May 18, 2005

KEYBANC CAPITAL MARKETS INC.Past·CRD# 566

BD

Cleveland, OH

February 17, 1998 - May 8, 1998

NATWEST SECURITIES CORPORATIONPast·CRD# 18238

BD

New York, NY

October 8, 1997 - February 2, 1998

RODMAN & RENSHAW INC.Past·CRD# 724

BD

Chicago, IL

October 27, 1995 - September 10, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

BD

New York, NY

November 6, 1990 - December 31, 1995

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Current Firm

VA

VIRTU AMERICAS LLC

KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: 8-68193

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1633 Broadway 41st Floor, New York, NY 10019

Mailing Address

1633 Broadway 41st Floor, New York, NY 10019

Phone Number

(646) 682-6000

Established

Delaware since 02/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
VIRTU STRATEGIC HOLDINGS LLC.	OWNER	—
CAVOLI, STEPHEN JOHN	CEO	4468202
MILLER, JUSTIN WADE	CHIEF COMPLIANCE OFFICER	6418036
RUPPRECHT, NICHOLAS ANDREW	PRINCIPAL OPERATIONS OFFICER	5790389
SULLIVAN, JOHN GERALD	FINOP	4330347

Disclosures

Regulatory Event

79

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Illinois
(3/9/2026)

RR

Massachusetts
(3/9/2026)

RR

New York
(3/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - BD

Click below to view Robert Patrick Flaherty's CRS (Customer Relationship Summary).

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