Jeffrey C. Dodd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Craig Dodd, who also goes by Jeff Dodd, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1988. Jeffrey had worked at 3 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2010 - June 2, 2017
1851 SECURITIES, INC
February 4, 2009 - September 20, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
April 5, 2002 - February 4, 2009
VP DISTRIBUTORS LLC
March 1, 1988 - May 11, 2000
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
1851 SECURITIES, INC
CRD#: 153006 / SEC#: , 8-68495
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
