Joseph Sisti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Sisti was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2002. Joseph had worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2024 - August 15, 2024
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 1, 2024 - September 19, 2024
TRUIST ADVISORY SERVICES, INC.
February 29, 2024 - September 19, 2024
TRUIST INVESTMENT SERVICES, INC.
March 10, 2023 - January 29, 2024
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 9, 2022 - May 18, 2022
FORGE SECURITIES LLC
November 16, 2021 - January 21, 2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 13, 2021 - July 14, 2022
TRUIST ADVISORY SERVICES, INC.
September 3, 2021 - March 6, 2024
M HOLDINGS SECURITIES, INC.
September 3, 2021 - March 6, 2024
M HOLDINGS SECURITIES, INC.
August 25, 2021 - July 13, 2022
TRUIST INVESTMENT SERVICES, INC.
December 7, 2020 - August 27, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 11, 2019 - May 7, 2020
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 2, 2017 - September 2, 2021
M HOLDINGS SECURITIES, INC.
June 2, 2017 - September 2, 2021
M HOLDINGS SECURITIES, INC.
April 20, 2016 - August 5, 2016
KESTRA ADVISORY SERVICES, LLC
April 7, 2016 - August 5, 2016
KESTRA INVESTMENT SERVICES, LLC
April 7, 2016 - August 5, 2016
KESTRA INVESTMENT SERVICES, LLC
August 7, 2013 - October 20, 2014
LPL FINANCIAL LLC
July 5, 2013 - October 20, 2014
LPL FINANCIAL LLC
December 12, 2012 - February 20, 2013
LPL FINANCIAL LLC
December 12, 2012 - February 20, 2013
LPL FINANCIAL LLC
October 9, 2009 - May 13, 2011
RBC CAPITAL MARKETS, LLC
August 1, 2005 - October 9, 2009
J. B. HANAUER & CO.
January 7, 2002 - March 31, 2005
WEXFORD CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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