John M. Oxley
Professional summary
John Michael Oxley is a registered financial advisor currently at OXLEY CAPITAL MANAGEMENT, LLC located in North Cape May, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Oxley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2018 - Present
OXLEY CAPITAL MANAGEMENT, LLC
Office #1: 3305 Bay Shore Road Unit 11, North Cape May, NJ 08204July 2, 2015 - April 17, 2018
USA FINANCIAL SECURITIES LLC
August 18, 2000 - February 13, 2001
THE ADVISORS GROUP, INC.
April 14, 2000 - August 16, 2000
SIMON SECURITIES, INC.
August 2, 1988 - May 7, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/19/2018)
(4/4/2023)
Exams
Current Firm
OXLEY CAPITAL MANAGEMENT, LLC
CRD#: 293174 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 49,000 |
Red Flags
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