Harry H. Marklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Harold Marklin JR was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1988. Harry had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2012 - November 14, 2014
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
January 6, 2009 - March 13, 2012
EQUITABLE ADVISORS, LLC
December 24, 2008 - March 13, 2012
EQUITABLE ADVISORS, LLC
November 3, 2008 - December 26, 2008
CETERA WEALTH SERVICES, LLC
January 27, 2006 - November 3, 2008
NFSG CORPORATION
December 1, 2003 - November 3, 2008
NEWBRIDGE SECURITIES CORPORATION
July 3, 2003 - December 3, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 8, 2003 - July 2, 2003
NEWBRIDGE SECURITIES CORPORATION
December 10, 2001 - April 8, 2003
HIGH MARK SECURITIES, INC.
November 20, 2001 - December 12, 2001
SANDS BROTHERS & CO., LTD.
August 31, 2001 - November 26, 2001
BLUESTONE CAPITAL CORP.
May 17, 2001 - August 31, 2001
SSI SECURITIES CORP.
September 10, 1999 - May 25, 2001
PRIME CAPITAL SERVICES, INC.
October 20, 1998 - November 5, 1999
MONY SECURITIES CORPORATION
March 23, 1988 - May 11, 1992
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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