Keith R. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Russell Lee was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2010. Keith had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2017 - February 10, 2017
SCOTTRADE INVESTMENT MANAGEMENT
April 27, 2015 - February 10, 2017
SCOTTRADE, INC.
February 17, 2015 - April 2, 2015
GRAND FINANCIAL, INC.
April 22, 2013 - February 25, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
April 12, 2013 - February 25, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
September 21, 2010 - May 16, 2011
MSI FINANCIAL SERVICES, INC.
April 7, 2010 - May 16, 2011
MSI FINANCIAL SERVICES, INC.
January 8, 2010 - March 31, 2010
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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