Douglas T. Healy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Taylor Healy, who also goes by Douglas T Healy, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1988. Douglas had worked at 4 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2019 - December 16, 2024
EXOS SECURITIES LLC
April 24, 2006 - October 30, 2017
CREDIT SUISSE SECURITIES (USA) LLC
April 23, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 23, 1999 - April 25, 2006
EQUITABLE ADVISORS, LLC
February 23, 1988 - May 15, 1997
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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