SG
Stephen G. Gooditis
IAM ADVISORY LLC
Easton, PA 18042
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CRD#: 1800993
SG
Professional summary
Stephen Gerard Gooditis, CFP® is a registered financial advisor currently at IAM ADVISORY LLC located in Easton, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Stephen has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STEPHEN GOODITIS; NON-INVESTMENT RELATED; 137 N. 2ND STREET, EASTON, PA 18042; NOTARY; STARTED 01/01/2000; >1 HR/MTH; >1 HR/MTH DURING ST HOURS; NOTARY SERVICES.
STEPHEN GOODITIS; NON-INVESTMENT RELATED; 137 N. 2ND STREET, EASTON, PA 18042.
4. STEPHEN G. GOODITIS
POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1988
ADDRESS: 137 N. 2nd Street, Easton PA 18042, United States
DESCRIPTION: I will be meeting with clients who are looking for medicare supplement programs or health insurance for their companies.
STEPHEN G. GOODITIS
POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/31/1988
ADDRESS: 137 North Second Street, Easton PA 18042, United States
DESCRIPTION: When appropriate, my clients may have a need for life insurance, long term care insurance, fixed annuities, or long term disability coverage and health insurance.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
March 9, 2020 - Present
IAM ADVISORY LLC
Office #1: 137 North Second Street, Easton, PA 18042RIA
CRD#: 305492
Easton, PA
Past
November 29, 2006 - March 9, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
EASTON, PA
Past
December 7, 2004 - June 30, 2020
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC
RIA
CRD#: 128716
EASTON, PA
Past
November 29, 2004 - November 20, 2015
TITAN FINANCIAL SERVICES, LLC
RIA
CRD#: 129384
FLEMINGTON, NJ
Past
April 8, 1988 - December 4, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.
BD
CRD#: 7996
FLEMINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
IAM ADVISORY LLC
ANCHOR WEALTH STRATEGIES | TAX RELIEF INVESTMENTS | IAM ADVISORY LLC
CRD#: 305492 / SEC#: 801-117991
RIA
Registered Investment Advisory firm - (1/23/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/9/2020)
IAR
Texas(11/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
IA
IAM ADVISORY LLC
ANCHOR WEALTH STRATEGIES | TAX RELIEF INVESTMENTS | IAM ADVISORY LLC
CRD#: 305492 / SEC#: 801-117991
RIA
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Contact information
Main Address
137 North Second Street, Easton, PA 18042
Mailing Address
Phone number
(610) 258-3269
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,727 |
| AUM (Assets Under Management) | $ 635,778,479 |
Red Flags
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Company Information
IAM ADVISORY LLC
CRD#: 305492Easton, PA 18042TRUST BUT VERIFY
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