CG
Christopher J. Gruchacz
CALAMOS WEALTH MANAGEMENT LLC
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 1800782
CG
Professional summary
Christopher James Gruchacz is a registered financial advisor currently at CALAMOS WEALTH MANAGEMENT LLC located in Coral Gables, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Barry University, 11300 NE 2nd Avenue, Miami Shores, FL 33161. Barry University is a Catholic institution of higher education founded in 1940 by the Adrian Dominican Sisters. Grounded in the liberal arts tradition, Barry University is a scholarly community committed to the highest academic standards in undergraduate, graduate and professional education. My volunteer role as Board of Trustee (2003 - Present) is to help the university grow in the community and make others aware of the quality higher education institution we are. I am currently Chairman of the Universities Investment Committee. My role as Chairman is to lead the Investment Committee in evaluating the performance of each institution managing the endowment. This is investment related. I anticipate spending 1 hour per month on this activity and zero hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher James Gruchacz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2019 - Present
CALAMOS WEALTH MANAGEMENT LLC
Office #1: 220 Alhambra Circle 10th Floor, Coral Gables, FL 33134RIA
CRD#: 143490
Coral Gables, FL
Past
November 8, 2005 - January 10, 2007
COMERICA SECURITIES
RIA
CRD#: 17079
FT. LAUDERDALE, FL
Past
April 25, 2005 - January 10, 2007
COMERICA SECURITIES
BD
CRD#: 17079
FT. LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CALAMOS WEALTH MANAGEMENT LLC
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490 / SEC#: 801-67787
RIA
Registered Investment Advisory firm - (4/25/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/6/2019)
IAR
Illinois(10/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CALAMOS WEALTH MANAGEMENT LLC
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490 / SEC#: 801-67787
RIA
Registered Investment Advisory firm - (4/25/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2020 Calamos Court, Naperville, IL 60563-2787
Mailing Address
Phone number
(630) 245-7200
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,434 |
| AUM (Assets Under Management) | $ 4,090,678,284 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CALAMOS WEALTH MANAGEMENT LLC
CRD#: 143490Coral Gables, FL 33134TRUST BUT VERIFY
Monitor Christopher Gruchacz
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
