Theodore Wong
Professional summary
Theodore Wong is a registered financial professional currently at WATERMILL INSTITUTIONAL TRADING LLC located in Jersey City, New Jersey.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 1988. Theodore has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2014 - Present
WATERMILL INSTITUTIONAL TRADING LLC
Office #1: 111 Town Square Place Suite 1520, Jersey City, NJ 07310January 10, 2003 - September 16, 2005
CREDIT SUISSE SECURITIES (USA) LLC
January 7, 1994 - June 25, 1997
SALOMON BROTHERS INC.
April 19, 1988 - January 1, 1994
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2015)
(4/30/2015)
(1/23/2015)
(1/27/2015)
Exams
FINRA
Current Firm
WATERMILL INSTITUTIONAL TRADING LLC
CRD#: 150892 / SEC#: , 8-68311
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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