Howard M. Meyers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Michael Meyers was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1988. Howard had worked at 8 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2016 - April 8, 2021
KESTRA ADVISORY SERVICES, LLC
November 3, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
November 3, 2014 - April 8, 2021
KESTRA INVESTMENT SERVICES, LLC
April 24, 2009 - November 14, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 2009 - November 14, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
October 18, 2002 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 18, 2002 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 31, 2001 - October 25, 2002
PRUDENTIAL EQUITY GROUP, LLC
January 12, 2001 - October 25, 2002
PRUDENTIAL EQUITY GROUP, LLC
April 12, 2000 - February 7, 2001
PRUCO SECURITIES, LLC.
June 3, 1988 - July 16, 1992
METROPOLITAN LIFE INSURANCE COMPANY
June 3, 1988 - July 16, 1992
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
