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KW

Kregg Campbell White

CRD# 1800418·Registered 1988 - 2013
Previously Registered: Being a previously registered professional could mean that Kregg is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kregg Campbell White was a registered financial advisor. Kregg was a previously registered financial professional and started their career in finance 1988 - 2013. Kregg had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

Past

AVATAR CAPITAL GROUP LLCPast·CRD# 150136
BD
Jersey City, NJ
November 8, 2011 - February 13, 2013
TP ICAP GLOBAL MARKETS AMERICAS LLCPast·CRD# 2762
BD
Jersey City, NJ
May 26, 2006 - July 15, 2011
TRADITION SECURITIES AND DERIVATIVES LLCPast·CRD# 28269
BD
New York, NY
October 9, 1997 - December 10, 2004
TRADITION SECURITIES AND DERIVATIVES LLCPast·CRD# 28269
BD
New York, NY
August 7, 1995 - October 26, 1995
TULLETT PREBON FINANCIAL SERVICES LLCPast·CRD# 28196
BD
New York, NY
February 9, 1994 - May 4, 1995
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
May 10, 1988 - September 2, 1988
CIBC WORLD MARKETS CORP.Past·CRD# 630
BD
March 11, 1988 - July 1, 1988

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Current Firm

AC
AVATAR CAPITAL GROUP LLC

AVATAR CAPITAL GROUP LLC

CRD#: 150136 / SEC#: 8-68218
BD
Terminated by SEC on 08/29/2022

Contact Information

Established

Delaware since 03/16/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FX DIRECT DEALER LLC ("FXDD")OWNER—
ASSENTATO, EMILCHIEF COMPLIANCE OFFICER1952191
ASSENTATO, EMILMEMBER, CHIEF EXECUTIVE OFFICER1952191
GARLAND, JOSEPH TIMOTHYCHIEF FINANCIAL OFFICER AND FINOP1043919

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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