Timothy W. Dempsey

NEW ENGLAND PRIVATE WEALTH ADVISORS

Portsmouth, NH 03801

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CRD#: 1800163

Professional summary

Timothy William Dempsey is a registered financial advisor currently at NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC located in Portsmouth, New Hampshire.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Timothy has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy William Dempsey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

Office #1: 3 Greenleaf Woods Drive Suite 202, Portsmouth, NH 03801

RIA

CRD#: 133790

Portsmouth, NH

Past

September 13, 1993 - September 4, 2025

DHK FINANCIAL ADVISORS INC

RIA

CRD#: 106126

PORTSMOUTH, NH

Past

March 20, 1991 - January 26, 1994

SOUTHEASTERN ADVISORY GROUP, INC.

CRD#: 17041

Past

June 21, 1988 - May 29, 1990

ENDOWMENT ADVISERS, INC.

CRD#: 21715

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

CRD#: 133790 / SEC#: 801-63830

RIA

Registered Investment Advisory firm - (1/27/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/25/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Current Firm

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

CRD#: 133790 / SEC#: 801-63830

RIA

Registered Investment Advisory firm - (1/27/2005 Approved)

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Contact information

Main Address

36 Washington Street, Suite 280, Wellesley, MA 02481-1922

Mailing Address

Phone number

(781) 416-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEPWA ADV PART 2A (9/3/2025)

Regulatory assets under management

Total Number of Accounts	2,761
AUM (Assets Under Management)	$ 2,999,207,083

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2024	Cover Page	Report
10/12/2023	Cover Page	Report
01/05/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Timothy W. Dempsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy William Dempsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

DHK FINANCIAL ADVISORS INC

SOUTHEASTERN ADVISORY GROUP, INC.

ENDOWMENT ADVISERS, INC.

Primary Firm SEC Registration

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/25/1988

Series 7

Date: 6/18/1988

Current Firm

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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