Glenn G. Parton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Gregory Parton, who also goes by Glenn G Parton, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1988. Glenn had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2011 - June 29, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 5, 2010 - March 4, 2010
MML INVESTORS SERVICES, LLC
February 8, 2008 - December 31, 2009
ALLSTATE FINANCIAL SERVICES, LLC
January 30, 2007 - February 21, 2008
PARK AVENUE SECURITIES LLC
June 30, 2006 - October 12, 2006
AMERITAS INVESTMENT COMPANY, LLC
December 9, 1997 - June 30, 2006
CARILLON INVESTMENTS, INC.
July 18, 1995 - February 10, 1998
CINCINNATI ANALYSTS, INC.
April 11, 1988 - March 30, 1995
CARILLON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
