Jeffrey E. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Eugene Davis, who also goes by J Davis, Jeff Davis, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1988. Jeffrey had worked at 7 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2009 - April 18, 2013
DAVIS FINANCIAL
January 3, 2000 - December 9, 2004
DORTCH SECURITIES & INVESTMENTS, INC.
October 13, 1992 - December 31, 1999
WRP INVESTMENTS, INC.
October 30, 1990 - August 17, 1992
WEALTH RESOURCE CAPITAL CORPORATION
October 3, 1990 - October 25, 1990
MARINER FINANCIAL SERVICES, INC.
March 1, 1989 - November 1, 1990
OMNI CAPITAL MARKETS, INCORPORATED
April 11, 1988 - February 21, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVIS FINANCIAL
CRD#: 121677 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
