Amin Majidi

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CRD#: 1799750

Professional summary

Amin Majidi was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Amin is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Amin had worked at 10 firms, which includes COHEN & COMPANY SECURITIES LLC, BRANT POINT CAPITAL LLC, DEUTSCHE BANK SECURITIES INC., BEAR STEARNS ASSET MANAGEMENT INC., J.P. MORGAN SECURITIES LLC, LEHMAN SPECIAL SECURITIES INC., LEHMAN GOVERNMENT SECURITIES INC., LEHMAN BROTHERS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, SALOMON BROTHERS INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 10, 2017 - June 14, 2018

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758

NEW YORK, NY

Past

March 25, 2011 - July 5, 2016

BRANT POINT CAPITAL, LLC

CRD#: 153353

NEW YORK, NY

Past

September 14, 2004 - April 17, 2007

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

January 1, 2000 - December 19, 2002

BEAR STEARNS ASSET MANAGEMENT INC.

RIA

CRD#: 113359

NEW YORK, NY

Past

April 20, 1998 - December 19, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 19, 1993 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

January 19, 1993 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

January 19, 1993 - January 27, 1998

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 15, 1990 - January 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 25, 1988 - May 15, 1990

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

Current Firm

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758 / SEC#: , 8-68186

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

3 Columbus Circle 24th Floor, New York, NY 10019

Mailing Address

3 Columbus Circle 24th Floor, New York, NY 10019

Phone number

(646) 792-5600

Established

Delaware since 12/05/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
J.V.B. FINANCIAL GROUP HOLDINGS, LP.	SOLE MEMBER
BRAFMAN, LESTER RAYMOND	CHIEF EXECUTIVE OFFICER	1895749
BURKLIN, STEPHAN GEORGE	EXECUTIVE VICE PRESIDENT	1808970
LISTMAN, DOUGLAS	CFO	5894307
VACCA, KATHARINE ELIZABETH	CHIEF COMPLIANCE OFFICER	1821586

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Amin Majidi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRANT POINT CAPITAL, LLC

DEUTSCHE BANK SECURITIES INC.

BEAR STEARNS ASSET MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

LEHMAN SPECIAL SECURITIES INC.

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/1988

SIE

Date: 6/14/2018

Series 7

Date: 5/21/1988

Current Firm

COHEN & COMPANY SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COHEN & COMPANY SECURITIES, LLC

TRUST BUT VERIFY

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