Injah C. Song
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Injah C Song, who also goes by Injah Connie Song, was a registered financial professional .
Injah is a previously registered financial professional and started their career in finance in 1988. Injah had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2016 - October 3, 2019
NEPSIS, INC.
February 14, 2014 - December 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 26, 2013 - December 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 11, 1988 - August 24, 1989
CITIGROUP GLOBAL MARKETS INC.
May 25, 1988 - December 13, 1988
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
NEPSIS, INC.
CRD#: 141203 / SEC#: 801-67023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEPSIS, INC.
CRD#: 141203 / SEC#: 801-67023
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,018 |
| AUM (Assets Under Management) | $ 497,803,635 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
