Michael F. Ashendorf
Professional summary
Michael Frederick Ashendorf is a registered financial professional currently at BTIG, LLC located in San Francisco, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 6 firms and has passed the Series 63, Series 62, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Frederick Ashendorf's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2006 - Present
BTIG, LLC
Office #1: 350 Bush Street 9th Floor, San Francisco, CA 94104July 21, 2006 - October 25, 2006
WELLS FARGO PRIME SERVICES, LLC
August 4, 2003 - March 21, 2005
W.R. HAMBRECHT + CO., LLC
October 1, 1997 - March 11, 2003
BANC OF AMERICA SECURITIES LLC
February 12, 1992 - October 1, 1997
MONTGOMERY SECURITIES
March 22, 1988 - January 28, 1992
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2007)
(5/19/2011)
(12/1/2006)
(7/31/2007)
(12/4/2006)
(12/18/2006)
(11/13/2013)
(12/4/2006)
(6/6/2008)
(4/10/2007)
(12/5/2006)
(12/11/2006)
(1/9/2012)
(12/4/2006)
(12/8/2006)
(6/25/2007)
(5/25/2007)
(12/4/2006)
(6/26/2007)
(7/11/2025)
(5/18/2011)
(8/27/2024)
(5/23/2011)
(12/4/2006)
(6/22/2007)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/1/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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