Carl V. Burnham

DESCHUTES INVESTMENT CONSULTING

Portland, OR 97201

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CRD#: 1799594

Professional summary

Carl Von Hoffmann Burnham III, who also goes by Carl Von Hoffman Burnham III, Carle Von Hoffmann Burnham III, is a registered financial advisor currently at DESCHUTES INVESTMENT CONSULTING, LLC located in Portland, Oregon.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Carl has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carl Von Hoffman Burnham Iii | Carle Von Hoffmann Burnham Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Von Hoffmann Burnham III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2012 - Present

DESCHUTES INVESTMENT CONSULTING, LLC

Office #1: 200 Sw Market Street Suite 550, Portland, OR 97201

RIA

CRD#: 155312

Portland, OR

Past

October 3, 2011 - June 10, 2013

FSIC

CRD#: 37813

PORTLAND, OR

Past

March 13, 2008 - October 13, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

PORTLAND, OR

Past

September 26, 2006 - October 13, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

PORTLAND, OR

Past

July 31, 2002 - September 25, 2006

TODD SECURITIES, LLC

CRD#: 116150

PORTLAND, OR

Past

November 5, 1999 - July 26, 2002

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

April 16, 1991 - November 18, 1999

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

December 3, 1990 - September 29, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PORTLAND, OR

Past

February 14, 1989 - September 5, 1990

SSSH EQUITIES, INC.

CRD#: 23228

Past

February 23, 1988 - December 31, 1988

MUTUAL SERVICE CORPORATION

CRD#: 4806

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DESCHUTES INVESTMENT CONSULTING, LLC

CRD#: 155312 / SEC#: 801-72021

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/31/2013)

IAR

Texas
(7/31/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/10/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/1999

General Securities Principal Examination

Current Firm

DESCHUTES INVESTMENT CONSULTING, LLC

CRD#: 155312 / SEC#: 801-72021

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

200 Sw Market Street Suite 550, Portland, OR 97201

Mailing Address

Phone number

(503) 224-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DESCHUTES INVESTMENT CONSULTING, LLC FORM ADV PART 2 FOR INSTITUTIONS (2/26/2025)

DESCHUTES INVESTMENT CONSULTING, LLC FORM ADV PART 2 FOR INDIVIDUALS (2/26/2025)

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 2,474,201,625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carl V. Burnham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Von Hoffmann Burnham III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSIC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

TODD SECURITIES, LLC

NATHAN & LEWIS SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SSSH EQUITIES, INC.

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

DESCHUTES INVESTMENT CONSULTING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2006

Series 63

Date: 3/10/1988

Series 7

Date: 2/20/1988

Series 24

Date: 12/17/1999

Current Firm

DESCHUTES INVESTMENT CONSULTING, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DESCHUTES INVESTMENT CONSULTING, LLC

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