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Everett Scoville Walker Jr

CRD# 1799546·Registered 1988 - 1995
Suspended: Everett Scoville Walker JR was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Everett Scoville Walker JR was a registered financial advisor. Everett was a previously registered financial professional and started their career in finance 1988 - 1995. Everett had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

CARTWRIGHT AND WALKER SECURITIES, INCORPORATED·CRD# 23504
BD
Los Angeles, CA
June 14, 1991 - July 11, 1995
FORTRESS SECURITIES, INC.·CRD# 19613
BD
October 13, 1989 - November 11, 1989
LUTHER, SMITH & SMALL, INC.·CRD# 11095
BD
September 12, 1989 - May 22, 1991
RHM SECURITIES CORPORATION·CRD# 10943
BD
June 13, 1989 - July 20, 1989
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Bedminster, NJ
March 3, 1989 - August 17, 1989
WESTMONT SECURITIES CORPORATION·CRD# 15932
BD
March 24, 1988 - January 4, 1989

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Current Firm

CA
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED

CANTRELL AND HU, INC. | CARTWRIGHT AND WALKER SECURITIES, INCORPORATED | CANTRELL, KIM AND YU, INCORPORATED

CRD#: 23504 / SEC#: 8-40493
BD
Cancelled by SEC on 05/17/1995

Contact Information

Established

California since 03/01/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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